Following policy changes, related matters remain under review, and the company will conduct business in accordance with applicable U.S. laws
Volatility Factor Academy Ltd. has provided an update on matters relating to its RIA registration exemption. Following changes to relevant policies, the company’s exemption-related matters remain under review. The company will continue tracking their progress and taking the necessary next steps in accordance with applicable requirements.
Operating in accordance with the law remains a fundamental principle for Volatility Factor Academy Ltd. The company will comply with applicable U.S. federal and state laws and regulations, carefully plan its business activities in light of policy changes and review developments, and fulfill the relevant filing, disclosure, and management requirements.
Following the Review Process and Advancing Next Steps
Regarding its RIA registration exemption matters, Volatility Factor Academy Ltd. will prepare the necessary documentation, update information, and provide further assistance as required by the relevant procedures, addressing feedback as it is received.
The company will review the relevant materials against requirements arising from policy changes and its business circumstances to keep its filings, business arrangements, and public disclosures consistent.
These matters remain under review, and their final status has not yet been determined. The company will provide timely updates through its official channels when there are material developments that can be publicly disclosed.
Complying With Applicable U.S. Laws and Strengthening Business Management
Volatility Factor Academy Ltd. considers legal compliance and internal governance fundamental to its long-term development. It will assess and fulfill the relevant legal and regulatory requirements based on its actual activities, the clients it serves, and the jurisdictions in which it operates.
The company focuses on global asset allocation, quantitative research, risk governance, digital finance research, macroeconomic and capital market analysis, and investment education, recognizing the management responsibilities associated with each area. Activities requiring specific registrations, licenses, or qualifications will be conducted only when the corresponding conditions are met.
The company will also continue improving its arrangements for information disclosure, conflicts of interest management, data use, and internal controls, incorporating applicable requirements into daily management and business processes.
Upholding Professional Responsibilities in Research and Technology Development
As a multidisciplinary investment research organization focused on global capital markets, Volatility Factor Academy Ltd. recognizes the connection between research capabilities, technology applications, and professional responsibility.
The company’s internally developed Adaptive Intelligence Matrix (AIM) provides supporting information to researchers through multifactor analysis, cross-asset data research, and probability models. The company emphasizes that technology should help professionals understand markets, while its outputs still require review in the context of the research, professional judgment, and applicable requirements.
In investment education, the company will continue developing content focused on financial knowledge, research methods, and risk awareness. It values knowledge sharing and independent thinking while maintaining a clear distinction between educational activities and specific business activities.
Maintaining Transparency and Providing Timely Review Updates
Volatility Factor Academy Ltd. recognizes the interest of clients, partners, and the public in its RIA registration exemption matters. It will accurately communicate the review status and update relevant information as developments occur.
The company will continue monitoring policy changes and the review process, fulfill subsequent requirements in accordance with the law, and advance research, technology development, investment education, and related business activities subject to applicable laws and regulations in the U.S. jurisdictions where it operates.
